The average dealer compliance representative salary in United States is $58,948 or an equivalent hourly rate of $28. In addition, they earn an average bonus of $1,869. Salary estimates based on salary survey data collected directly from employers and anonymous employees in United States.
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Jobs that May Interest You
Director Broker Dealer Compliance Supervision
access_time Posted 2 days ago
account_balance M.S. Howells & Co.
... dealer policies and procedures for compliance and supervision. Â· Maintain records and files as ... representing Field Supervision. Â· Travel required as dictated by above responsibilities. Job ...
Compliance Officer - Broker Dealer
access_time Posted 6 days ago
account_balance Element Group
location_on Santa Monica
Implementing and enforcing written supervisory, surveillance and compliance procedures for Registered Representatives * Overseeing FINRA licensed team members * Reviewing and approving electronic ...
Dealer Registration Clerk
access_time Posted 7 days ago
account_balance ADESA Boston
Verify the identification of the dealer's principal representative and that they have an authorized ... Monitor and ensure compliance with all contractual customer, contractor, and supplier agreements ...
Compliance Analyst (Advertising Review)
access_time Posted 14 days ago
account_balance PlanMember Securities
location_on San Diego
... 500 representatives and 30 regionally-based Financial Centers located across the country ... PlanMember Financial Corporation provides broker/dealer, investment advisory and administrative ...
Investment Advisor Representative
access_time Posted 8 days ago
account_balance Stoney Creek Advisors, LLC
This position is ideal for broker-dealer representatives or bank representatives tired of over-compliance, low payouts, and the inability to manage their clients the way they want. We are looking for ...
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Dealer Compliance Representative Salaries by City