The average representative dealer compliance salary in United States is $59,946 or an equivalent hourly rate of $29. In addition, they earn an average bonus of $1,900. Salary estimates based on salary survey data collected directly from employers and anonymous employees in United States.
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Jobs that May Interest You
Broker Dealer Compliance Officer
access_time Posted 3 days ago
account_balance Fortune Financial Services, Inc/
Fortune Financial Services, Inc. is an independent broker-dealer with over 200 representatives ... We keep it simple. Responsibilities and Duties Compliance is not always simple, and you will ...
Customer Service Representative - NON Call Center
access_time Posted 13 days ago
account_balance Nicholas Financial
Our full-service branches handle all aspects of dealer development, application processing, credit ... Maintains compliance with industry regulations to include the Fair Debt Collection Practices Act ...
access_time Posted 27 days ago
account_balance Valmark Financial Group
... the Broker Dealer, RIA and Insurance Agency. We will look for you to develop networking ... Review of Registered Representative ("RR") incoming and outgoing customer correspondence, email and ...
Director of Compliance
access_time Posted 8 days ago
account_balance Trilinc Global
location_on Manhattan Beach
Work with third party broker-dealer to oversee licensing of registered reps and ensure compliance with appropriate requirements * Lead or assist with special compliance projects. * Supervise/manage ...
GL Claims Representative
access_time Posted 5 days ago
account_balance Cameron Craig
... in compliance with Company and Client requirements. * Promptly investigate liability claims ... and in dealing with attorneys. * Training in bodily injury and property damage claims, with the ...
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