The average compliance representative dealer salary in United States is $59,936 or an equivalent hourly rate of $29. In addition, they earn an average bonus of $1,900. Salary estimates based on salary survey data collected directly from employers and anonymous employees in United States.
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Jobs that May Interest You
access_time Posted 1 month ago
... Dealer and Investment Advisor regulations and Fidelity policies. Expertise We Are Looking For ... As a Compliance Representative you will work closely with Business Unit Colleagues, Supervisors and ...
Regional Dealer Support Representative-Southeast
access_time Posted 6 days ago
account_balance Volvo Group
This position requires representation of Volvo Penta marine leisure, marine commercial and ... Perform limited audits of the dealer's warranty department to ensure compliance to Volvo Penta ...
Customer Service Representative - NON Call Center
access_time Posted 9 days ago
account_balance Nicholas Financial
Our full-service branches handle all aspects of dealer development, application processing, credit ... Maintains compliance with industry regulations to include the Fair Debt Collection Practices Act ...
access_time Posted 23 days ago
account_balance Valmark Financial Group
... the Broker Dealer, RIA and Insurance Agency. We will look for you to develop networking ... Review of Registered Representative ("RR") incoming and outgoing customer correspondence, email and ...
Director of Compliance
access_time Posted 5 days ago
account_balance Trilinc Global
location_on Manhattan Beach
Work with third party broker-dealer to oversee licensing of registered reps and ensure compliance with appropriate requirements * Lead or assist with special compliance projects. * Supervise/manage ...
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