21 jobs matching your criteria
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Compliance Officer - Broker Dealer
access_time Posted 1 month ago
account_balance Leeds Professional Resources
location_on Miami
Exciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in ... Securities Licenses: Series 7,24
Senior Brokerage Operations Associate
access_time Posted 23 days ago
account_balance Pacifica Continental
location_on Miami
The Senior Brokerage Operations Associate will play a key role in creating, managing, and ... Series 4 and/or 52 preferred • Strong understanding of financial markets, securities, and trading ...
Compliance and Onboarding Officer
access_time Posted 25 days ago
account_balance Creand Wealth Management (Beta Capital)
location_on Miami
... broker-dealer experience is a big plus). * Must be willing to obtain FINRA Series that deem applicable. * Extensive knowledge within securities industry and investment products. * Thorough ...
Data Architect-Remote-C2C
access_time Posted 17 hours ago
account_balance Gemraj Technologies Ltd
location_on Miami
Data Architect will help design optimal solutions to support the digital product portfolio, employing best practices for data modelling, retention, and security, as well as data brokerage between ...
Account Executive - Real Estate SaaS Startup (Bilingual in Spanish)
access_time Posted 9 days ago
account_balance Lavendo
location_on Miami
Leveraging cutting-edge AI and blockchain technology, their Real Estate transaction and offer management platform streamlines processes for brokers and agents, enhancing security and efficiency from ...
Compliance Officer
access_time Posted 1 month ago
account_balance Leeds Professional Resources
location_on Miami
Risk and Compliance * Conduct audits and testing of broker/dealer branch offices for their ... and securities regulators * Investigate complex issues, including internal investigations and ...
Investment Portfolio Analyst Bilingual Spanish English Onsite Coral Gables FL
access_time Posted 10 days ago
account_balance ACG Resources
location_on Miami
It's important to note that the client is not a Broker-Dealer and, as such, they cannot provide sponsorship or registration for a Series 7 Securities Representative. If the candidate already has a ...
Payroll Master and Benefits Coordinator
access_time Posted 1 month ago
account_balance Banco de Credito e Inversiones
location_on Miami
... Securities. These tasks include but are not limited to the areas of payroll, benefits ... Liaison between the branch and insurance broker agents and carriers. * Manage Benefits Enrollments ...
Commercial Real Estate Loan Asset Management Analyst
access_time Posted 25 days ago
account_balance Kayne Anderson
location_on Boca Raton
Additionally, the platform invests in Agency/SASB fixed income securities. Essential Job Functions ... brokers, bank partners and third-party service providers. Knowledge/Skills/Abilities * Strong ...
New Opportunity - Financial Advisor - Miami, FL - 200k (base and bonus)
access_time Posted 27 days ago
account_balance Trajan Wealth LLC
location_on Opa-locka
Clean Broker Check * Bachelor's degree or equivalent experience * Financial designation doesn't hurt * Securities licenses/Certification - Series 65 or Series 66 or CFP * Life and Annuity license
DevOps Engineer - Remote - US based
access_time Posted 11 days ago
account_balance Portfolio BI
location_on Miami
... brokers, and exchanges. Our vision is to drive agile transformation across financial services ... Broad cloud networking and security knowledge and experience * A security-focused mindset
New Opportunity - Financial Advisor - Ft. Lauderdale, FL - 200k (base and bonus)
access_time Posted 27 days ago
account_balance Trajan Wealth LLC
location_on Fort Lauderdale
Clean Broker Check * Bachelor's degree or equivalent experience * Financial designation doesn't hurt * Securities licenses/Certification - Series 65 or Series 66 or CFP * Life and Annuity license
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