3 jobs matching your criteria
Job Search by
Compliance Trainer
access_time Posted 1 month ago
account_balance Advisors Excel
location_on Lenexa
... CCOs), Investment Adviser Representatives (IARs), and IAR staff * Support our CCO in the ... Experience working in the financial industry (RIA or Broker Dealer) * Knowledge of FINRA, SEC, and ...
Financial Planning Consultant (Required: Series 7/66 or 63/65 combo) (Remote: Pacific NW - MT, ID...
access_time Posted 1 month ago
account_balance Avantax Planning Partners
location_on Kansas City
... Broker/Dealer business, including Retirement Plans, Annuities, etc. * Partner with Client ... The requirements listed below are representative of the minimum knowledge, skills, and ability ...
Senior Controller
access_time Posted 1 month ago
account_balance Arise Homes LLC
location_on Overland Park
Represent Arise Homes in a positive and professional manner in and outside of company. * Maintain ... Effective communication skills when dealing with co-workers, trade partners, and home owners
Want new jobs like this by email?
Sign up for our job alerts and never miss the latest representative dealer compliance jobs!
Job Alert Created!
Your first email alert will be in your inbox within 24 hours.
Unable to Create Alert
error_outlineThis is because you either:
- Unsubscribed in the past 30 days
- Has resubscribed more than 3 times
- Manually unsubscribed as a complaint
- Did not specify City, State, or Zip