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Investment Manager
access_time Posted 3 days ago
account_balance Equitable Advisors
location_on Secaucus
At Equitable Advisors, we'd like to get to know and understand you -- and help you discover what ... Investment advisory products and services offered through Equitable Advisors, LLC, an SEC ...
Financial Advisor
access_time Posted 2 months ago
account_balance Lincoln Investment
location_on Cranford
The firm is affiliated with Lincoln Investment, a privately held broker-dealer/register investment adviser with over $45 billion in total assets. Highlights: * Existing qualified territories in North ...
Investment Regulatory Attorney / Counsel
access_time Posted 9 days ago
account_balance Milshar, LLC
location_on New York
... Investment Advisers Act of 1940 ... Familiarity and solid experience in advising on SEC regulatory examinations and enforcement defense ...
Senior Wealth Advisor, Lyndhurst, NJ
access_time Posted 14 days ago
account_balance Savvy Wealth
location_on Lyndhurst
Certified Investment Adviser Representative (Series 65 or 66) * Passionate about using technology to deliver better financial outcomes * Thrive in a fast-paced, entrepreneurial environment Why Savvy
Fundraising for Hospitality Investment Fund, New York
access_time Posted 17 days ago
account_balance Helpstar Ltd
location_on New York
We are seeking experienced Financial Advisors, Placement Agents, and Investment Advisors with a strong network of high-net-worth clients who are adept at navigating the sophisticated real estate ...
Associate Wealth Advisor (CFP Licensed or Enrolled in CFP)
access_time Posted 22 days ago
account_balance SAX LLP
location_on Parsippany
Sax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships
Executive Assistant to Investment Team
access_time Posted 13 days ago
account_balance Private Equity Firm
location_on New York
Scheduling meetings with internal colleagues and third-party managers, investors, advisors, and candidates. * Coordinating and scheduling team participation in annual general meetings for managers in ...
Investment Associate
access_time Posted 19 days ago
account_balance Marina Sirras & Associates LLC
location_on New York
Qualifications * 2-5 years of fund formation and investment management experience, including fund and management structuring, side letter negotiations, secondary sales, and Investment Advisers Act ...
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment...
access_time Posted 22 hours ago
account_balance Atlantic Group
location_on Stamford
Investment Advisers Act of 1940 * Implement and Manage Policies & Procedures to Comply with Regulatory Requirements * Manage Regulatory & SEC Filings * Prepare and Review Materials for Board of ...
Advisor Engagement Specialist - Assistant Vice President
access_time Posted 1 month ago
account_balance iCapital
location_on Greenwich
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and ...
Broker Dealer Compliance
access_time Posted 4 days ago
account_balance The PeterSan Group and PeterSan Legal Staffing
location_on New York
Qualifications 5-8 years of experience, preferably with both broker dealer and registered investment advisor experience Strong knowledge of the Investment Company Act of 1940, the Investment Advisers ...
Midlevel Associate Attorney (mutual funds, closed-end funds or ETFs) - to $495k
access_time Posted 15 days ago
account_balance Incendia Partners
location_on New York
Proficiency in navigating the intricacies of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and related ...
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