175 jobs matching your criteria
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Senior Compliance Officer
access_time Posted 23 days ago
account_balance Xponance, Inc.
location_on Philadelphia
The Senior Compliance Officer will report to the General Counsel & Chief Compliance Officer and will assist in the development and maintenance of the Firm's compliance program and regulatory ...
Outsourced Chief Compliance Officer (RIAs/BDs/Funds)
access_time Posted 17 days ago
account_balance Vigilant
location_on Chadds Ford
Vigilant Compliance Work Expectation: Remote Client Types: Registered Investment Advisers ("RIAs"), Funds and Broker Dealers ("BDs") Job Description: We are seeking a Compliance Director . The ...
Compliance Officer
access_time Posted 25 days ago
account_balance PeopleSolutionsNOW
location_on Allentown
Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-120,000 Base Salary Hybrid (after 90 days) Fortune recognized MassMutual on list of ...
EA to the CEO
access_time Posted 11 days ago
account_balance Addison Group
location_on Philadelphia
Conduct research on various issues as requested by the Compliance Officer. * Organize and maintain the shared Board Meetings folder. * Perform additional duties as assigned. Requirements: * Bachelors ...
CNB Bank Compliance CRA Officer
access_time Posted 1 month ago
account_balance CNB Bank
location_on Clearfield
The CRA Officer's key role is to implement an effective program to ensure the Bank meets the needs ... Perform detailed loan file reviews to validate compliance of CRA reporting requirements. Ensure ...
Compliance Associate
access_time Posted 2 days ago
account_balance Atlantic Group
location_on Philadelphia
The Compliance Associate is responsible for supporting the Chief Compliance Officer ("CCO) in the execution of the day-to-day compliance functions relating to the investment advisory businesses
Compliance Director
access_time Posted 5 days ago
account_balance Juno Search Partners
location_on Glen Mills
This role will act as an outsourced Chief Compliance Officer by supporting the administration of compliance for clients including Registered Investment Advisors, Funds and Broker Dealers. Duties ...
Compliance Director
access_time Posted 10 days ago
account_balance Juno Search Partners - Open Positions
location_on Glen Mills
This role will act as an outsourced Chief Compliance Officer by supporting the administration of compliance for clients including Registered Investment Advisors, Funds and Broker Dealers. Duties ...
Chief Financial Officer- 1998225
access_time Posted 5 days ago
account_balance Brhino Search
location_on Malvern
The Chief Financial Officer (CFO) will play a critical role in shaping the financial strategy and ... Risk Management and Compliance:** * Implement robust internal controls and risk management ...
Chief Financial Officer
access_time Posted 11 days ago
account_balance Emerge
location_on Erie
This is a executive level position reporting directly to the CEO and managing the company's financial, legal, and compliance aspects. The CFO must analyze, strategize, and grow the company ...
Chief Financial Officer (CFO)
access_time Posted 14 days ago
account_balance Philadelphia Corporation for Aging
location_on Philadelphia
Directs the organization's compliance reporting practices for banks and funders. Negotiates best ... CEO. * Develops, implements, and continually improves timeliness and accuracy of financial ...
Mortgage Loan Officer
access_time Posted 18 days ago
account_balance Primary Residential Mortgage
location_on West Chester
What we're looking for in a Mortgage Loan Officer: Approximately 2 years of successful experience ... Employment with PRMI requires compliance with and adherence to all applicable mortgage and fair ...
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