7 jobs matching your criteria
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment...
access_time Posted 7 days ago
account_balance Atlantic Group
location_on Stamford
Reporting to the CCO * Oversee Investment Company/Mutual Fund Compliance * Manage the Regulatory Compliance Function for the Registered Investment Vehicles including the Business Development ...
Commercial Insurance - Account Executive
access_time Posted 2 months ago
account_balance Wesfair
location_on Chappaqua
Common daily interactions will include key client contacts (CEO/CFO/CCO/Controllers), insurance carriers, and fellow employees. Leadership views this position as an integral role in the organization ...
Senior Sales Director-Pharmaceutical
access_time Posted 14 days ago
account_balance Health Monitor Network
location_on Montvale
Performs other duties as assigned by the Senior Vice President, Pharma Industry Sales or CCO Qualifications: * Bachelor's degree required * 15+ years sales leadership experience selling into ...
US Head Of Compliance
access_time Posted 1 month ago
account_balance Madison-Davis, LLC
location_on White Plains
... CCO and the board of directors
Compliance Professional
access_time Posted 2 months ago
account_balance ABS Global Investments
location_on Greenwich
This person will report to the CCO and be responsible for the day to day administration of the firm's compliance program. Responsibilities will include: * Implementation and/or supervision of new SEC ...
Hedge Fund Finance - Assistant Vice President
access_time Posted 2 months ago
account_balance iCapital
location_on Greenwich
Work with counsel and CCO to ensure general compliance with fund docs as well as regulatory filings and requirements such as SEC and FINRA. * Fulfill ad-hoc tasks as required by the team and ...
Compliance Director (USA)
access_time Posted 2 months ago
account_balance Trexquant Investment
location_on Stamford
Reports to the CCO/GC and will work closely with other management, consultants and staff. Requirements * Excellent communication skills and social awareness, with a responsive and careful approach ...
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