23 jobs matching your criteria
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Trade Settlement Associate
access_time Posted 2 days ago
account_balance Alterna Securities Inc
location_on Houston
... of securities. * Maintain broker and custodian information accurately within the trading system and various other systems. * Follow all procedures and controls within the Operations team
Bilingual CHIEF AML OFFICER
access_time Posted 1 month ago
account_balance Banorte Securities
location_on Houston
... securities industry compliance, risk management, process improvement, audit or the legal field related to wealth management and broker dealer industry. * 4 years of concentrated experience in BSA/AML
Insurance Broker
access_time Posted 1 month ago
account_balance North American Senior Benefits
location_on Houston
As part of the largest financial services distribution broker, you'll have access to a platform with security and support, offering a diverse portfolio of over 200 products. Responsibilities
Underwriting Consultant - 1056
access_time Posted 18 hours ago
account_balance Security Mutual Life Insurance
location_on Houston
Build and maintain positive relationships with the field force, including brokerage agencies, that ... Security Mutual Life is a leading provider of life insurance
Dealer Maintenance Coordinator
access_time Posted 1 month ago
account_balance Atria Wealth Solutions
location_on Houston
... Securities and Grove Point Financial. Atria's subsidiaries together support close to 2,700 financial professionals with nearly $120 billion of assets under administration. Each broker/dealer is a ...
Senior Compliance Analyst
access_time Posted 15 days ago
account_balance Atria Wealth Solutions
location_on Houston
Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries empower ... Review Investment Advisor Representative private securities transactions. * Review Retirement Plan ...
Financial Advisor
access_time Posted 7 days ago
account_balance Atria Wealth Solutions
location_on Houston
Execute customer and broker purchase /sales orders of securities for current/new clients * Focus consulting for products and services supported by Registered Investment Advisory Firm in support of ...
Wealth Management Advisor
access_time Posted 23 days ago
account_balance Equitable Advisors
location_on Houston
Our open-architecture platform for client solutions Our broker/dealer powered by one of the world ... AGE-261826(9/21)(Exp.9/23) Securities offered through Equitable Advisors, LLC (NY, NY (212) 314 ...
Supervisory Principal
access_time Posted 1 month ago
account_balance Atria Wealth Solutions
location_on Houston
Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries empower ... relevant securities rules and regulations and laws within your assigned region. We offer a ...
Investment Banking Analyst | Energy
access_time Posted 20 days ago
account_balance Jefferies
location_on Houston
S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first ...
Financial Services Processor / Cashier
access_time Posted 20 days ago
account_balance Atria Wealth Solutions
location_on Katy
Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries empower ... What you will bring - Preferred: * 3 to 5 years Securities operations experience * Working ...
Senior Claims Examiner
access_time Posted 1 month ago
account_balance Berkshire Hathaway Specialty Insurance
location_on Houston
Responsible for managing and evaluating Life Agent/Broker-Dealer professional liability claims ... Background in life insurance, the securities markets and/or property & casualty insurance helpful
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