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Director - Equities Compliance Advisory
access_time Posted 13 hours ago
account_balance JCW
location_on New York
Ideal candidates will have extensive experience with equity sales/trading compliance advisory. Day-to-day you will: * Advise on equity trading regulatory requirements and firm policies and procedures
Custom Applicator
access_time Posted 2 months ago
account_balance Effingham Equity
location_on Marshall
The employee may be required to travel to other facilities in The Equity trade area. Other Duties: Please note this job description is not designed to cover or contain a comprehensive listing of ...
Investment Operations Analyst (HYBRID): 24-00075
access_time Posted 5 days ago
account_balance Platinum Resource Group
location_on Newport Beach
Work with third-party TCA vendor and asset managers to assess equity trading costs for Best Execution and Soft Dollar oversight. * Foreign Custody - areas will include assisting with the review and ...
Business Analyst - Newport Beach, CA
access_time Posted 5 days ago
account_balance Trinus
location_on Newport Beach
Work with our third-party TCA vendor and our asset managers to assess equity trading costs for Best Execution and Soft Dollar oversight. * Foreign Custody areas will include assisting with the review ...
Compliance Officer
access_time Posted 22 days ago
account_balance Hilltop Securities Inc.
location_on Dallas
Provide compliance support for wealth management, fixed income, public finance, equity trading, options, or commodities business lines. * Manage and assist responses to regulatory inquiries for ...
Equities/ Options Trader
access_time Posted 1 month ago
account_balance Maverick Trading
location_on Salt Lake City
Equity/Option Trader at Maverick Trading Company Overview Maverick Trading, a 26-year old proprietary trading firm is looking to hire experienced and entry-level equity and option traders. We are a ...
FTR/Nodal Senior Trader
access_time Posted 7 days ago
account_balance ENGIE North America Inc.
location_on Houston
What You Can Expect As a Financial Transmission Rights (FRT)/Nodal Senior Trader in Houston, you ... At ENGIE, our goal is to support, promote, and thrive on diversity, equity, and inclusion. We do so ...
Renewables Real-Time Energy Trader / Power Trader - REMOTE
access_time Posted 2 months ago
account_balance ThinkBAC Consulting
location_on Spring
Real-Time Energy Trader / Power Trader - Renewables & Battery Storage Locations: FULLY REMOTE ... equity backing that is focused on the development/execution of dynamic utility-scale energy storage ...
Equity Research Analyst - Energy Policy
access_time Posted 1 month ago
account_balance Compass Point Research & Trading, LLC
location_on Washington
Compass Point is a premier full-service investment firm providing a wide range of banking and research services to our clients. We serve as an expert advisor and resource to corporate clients and ...
Trade Support Specialist
access_time Posted 13 hours ago
account_balance Matlen Silver
location_on New York
Provide Application Support for multiple Equity Sales and Trading Applications focusing on Bloomberg and Fidessa/OMS * Provide front office and operational support to traders across various regions
Trade Surveillance
access_time Posted 11 days ago
account_balance Lime Trading
location_on New York
The surveillance team is responsible for monitoring trading in equity and derivatives, to detect trading activity that could adversely affect the firm and its reputation. The surveillance ...
Legal & Compliance - Funds & Trading Specialist
access_time Posted 13 hours ago
account_balance Atlantic Group
location_on New York
The Funds and Trading Specialist will work closely with other members of the Legal and Compliance ... firm's private equity and structured capital investment strategies. QUALIFICATIONS The ideal ...
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