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Average Salary
Updated: 05/19/2013
Regulatory Compliance Consultant:
Coordinates and manages the daily activities in the Compliance Department, including oversight of incoming calls and requests for information. Facilitates the creation of internal control and operational procedures and processes. Performs and analyzes compliance audits. Supervises Compliance Analysts or Compliance... [+] More
Regulatory Compliance Consultant:
Coordinates and manages the daily activities in the Compliance Department, including oversight of incoming calls and requests for information. Facilitates the creation of internal control and operational procedures and processes. Performs and analyzes compliance audits. Supervises Compliance Analysts or Compliance Advisors to ensure work flow is accurate and punctual. Reports to the Chief Compliance Officer.
Coordinates requests with regional management and the CCO to ensure compliance issues are addressed in a timely manner. Educates managers and staff on various industry rules, regulations, and policies. Trains Compliance Advisors on special subjects, such as outside business activities. Assists in coordinating regulatory responses if compliance participation is needed. Evaluates and prepares procedural documentation, ongoing monitoring, testing, and remediation. Tests operational effectiveness of key controls using a variety of approaches, including sampling, corroboration, observation, re-performance, etc. Conducts audit planning, writes audit reports, documents audit findings, and makes recommendations. Identifies and shares best controls practices across process areas and geographies. Oversees the supervisory process including generating, tracking, and delivering disciplinary action. (Source: eDOT Job Description) [-] Less
Cost of Living Data
A renter's cost of living for someone making $104,834 in Fletcher, North Carolina is 97.1% of the US National Average. For more information, or to compare cost of living data between two cities, click here.
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